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Nonbank Financial Services Supervision Department
Director: Olga Maksymchuk

Main Functions:
  • conducting effective offsite supervision on individual and consolidated basis of the supervised entities’ compliance with laws on financial services [except for the legislation regulating the activities in the securities and derivatives markets, professional activities in equity market and activities in the system of contribution pension provisioning, legislation on protection of consumer rights in financial services and legislation on advertising], meeting the set obligatory ratios and other indicators and requirements to limit the risks of transactions with financial assets;
  • prompt responding to violations by the supervised entities of the laws on financial services [except for the legislation regulating the activities in the securities and derivatives markets, professional activities in equity market and activities in the system of contribution pension provisioning, legislation on protection of consumer rights in financial services and legislation on advertising], performance of risky activities threatening the interests of depositors and/or other creditors of nonbank financial institutions and applying adequate corrective measures as provided for by law;
  • identifying during supervision the related parties of nonbank financial institutions and monitoring transactions with those parties;
  • controlling compliance of nonbank financial institutions with the Ukrainian laws with respect to carrying out internal and external audits;
  • analyzing the markets of nonbank financial services subject to state regulation by the NBU (hereinafter referred to as the nonbank financial sector of Ukraine);
  • preparing and keeping supervisory reports, managing supervisory data, and analyzing indicators of performance of nonbank financial institutions and nonbank financial sector of Ukraine.