| List of files |
Frequency |
| 01X "Data on account balances" |
Daily |
| 02X "Data on turnover and account balances" |
Monthly |
| 07X "Data on securities in the bank assets, investments in associated and affiliated companies, receivables, derivative financial assets (by counterparty and account classifications" |
Monthly |
| 08X "Data on securities issued by the bank, payables, derivative liabilities, income and expenses of the bank (by counterparty and account classifications)" |
Monthly |
| 12X "Data on cash flow of the bank/the cash-in-transit company" |
Every ten days – as of the first, eleventh and twenty-first day |
| 13X "Data on cash flow and cash balances in the cash departments of the bank/the cash-in-transit company" |
Monthly |
| 1CX "Information on the electronic means of payment issue" |
Monthly |
| 1PX "Data on the bank’s financial transactions with non-residents" |
Monthly |
| 20X "Data on the amount of the third-party funds, mandatory reserves, reserves of foreign exchange derivatives, balances on the correspondent account and the state of remittance of mandatory reserves funds to a separate account at the National Bank of Ukraine" |
Monthly |
| 21X "Data for calculating the amount of mandatory reserves" |
Daily |
| 25X "Data on overall fiscal balance and account balances" |
Annually |
| 26X "Data on balances of funds deposited in other banks and raised from other banks" |
Every ten days – as of the first, eleventh and twenty-first day |
| 27X "Data on flow of funds on clearing accounts" |
Daily |
| 2FX "Data on risk assessment in the financial monitoring" |
Quarterly |
| 2HX "Information on the organization of the internal financial monitoring system" |
Annually for banks,
twice a year for non-bank institutions |
| 2JX "Data on the financial monitoring issues" |
Quarterly |
| 2K1X "Information on sanctioned persons" |
Monthly |
| 2K2X "Information on accounts where funds of sanctioned persons are accounted for" |
Monthly |
| 2K3X "Information on financial transactions of sanctioned persons on behalf of/for the benefit of sanctioned persons, which were denied or suspended" |
Monthly |
| 2K4X "Information on controlled persons and financial transactions of such persons/on their behalf, which were denied or suspended" |
Monthly |
| 2KN1X "Information on sanctioned persons (in accordance with new decrees)" |
Once for each decree of the President of Ukraine, which implements the Decision of the National Security and Defence Council of Ukraine on application, cancellation and amendment of personal special economic and other restrictive measures (sanctions) |
| 2KN2X "Information on accounts where funds of sanctioned persons are accounted for (in accordance with new decrees)" |
Once for each decree of the President of Ukraine, which implements the Decision of the National Security and Defence Council of Ukraine on application, cancellation and amendment of personal special economic and other restrictive measures (sanctions) |
| 2LX "Data on the volume of payment transactions for risk assessment in the field of financial monitoring" |
Quarterly |
| 2MX "Data on application, cancellation and amendments to personal special economic and other restrictive measures (sanctions)" |
Once for each decree of the President of Ukraine, which implements the Decision of the National Security and Defence Council of Ukraine on application, cancellation and amendment of personal special economic and other restrictive measures (sanctions) in case of application, cancellation and amendment of personal special economic and other restrictive measures (sanctions) to the respondent non-bank institution (provider of statistical reporting) and/or its manager, ultimate beneficial owner/substantial shareholding and client |
| 2PX "Data on financial transactions with non-residents" |
Monthly |
| 2RX "Data on funds from non-residents in foreign currency, bank metals under a deposit and credit (loan) agreement, and data on the amount of the accumulated reserves" |
Daily |
| 2S1X "Information on the bank’s client associated with the state that carries out armed aggression against Ukraine" |
Quarterly |
| 2S2X "Information on the business relations (except for ownership) of the bank’s client with the state that carries out armed aggression against Ukraine" |
Quarterly |
| 2S3X "Information on a legal entity with which the bank’s client has business relations and in which a state that carries out armed aggression against Ukraine and/or its legal entity or individual is a participant (shareholder) holds a share in the authorized capital of 10 per cent or more" |
Quarterly |
| 2S4X "Information on an individual of the state that carries out armed aggression against Ukraine, which, together with the bank’s client, is a participant (shareholder) of a legal entity" |
Quarterly |
| 2S5X "Information on a legal entity of the state that carries out armed aggression against Ukraine / state that carries out armed aggression against Ukraine, securities (other than shares) of which are owned by the bank’s client" |
Quarterly |
| 36X "Data on compliance with settlement deadlines for operations on export and import of goods" |
Monthly |
| 37X "Data on the amount of the export operations of the resident-foreign economic activity entity under the Law of Ukraine “On Foreign Economic Activity” (ValVyr amount)" |
Monthly |
| 39X "Data on exchange rate and amount of cash foreign currency transactions" |
Daily |
| 3AX "Data on the amount and value of loans (in percentage per annum) and the amount and value of deposits (in percentage per annum)" |
Daily |
| 3BX "Data on the financial reporting of the indebted companies" |
Quarterly |
| 3DX "Data on loans granted by the National Bank of Ukraine and on pledges for National Bank of Ukraine loans, except for those with property rights under credit agreements as the security" |
Monthly |
| 3EX "Data on pledges for National Bank of Ukraine loans with property rights under credit agreements as the security" |
Monthly |
| 3GX "Data on the amount of currency exchange transactions by non-bank financial institution granted a general license of the National Bank of Ukraine to conduct currency transactions, and national postal operators" |
Monthly |
| 3HX "Data on funds raised and loans granted by non-bank financial institutions received a general license of the National Bank of Ukraine to conduct currency transactions" |
Quarterly |
| 3KX "Data on the purchase and sale of non-cash foreign currency, bank metals (without physical settlement)" |
Daily |
| 3MX "Data on inflow/remittance of non-cash funds for transactions with non-residents" |
Daily |
| 3PX "Data on separate external public debt and private publicly granted debt" |
Annually |
| 3VX "Data on indebted companies" |
Quarterly |
| 42X "Data on the maximum risk per counterparty" |
Daily |
| 43X "Additional data for calculating the limits of a net foreign exchange position" |
Daily |
| 48X "Data on the twenty largest members of the bank" |
Quarterly |
| 4BX "Data on compliance with the requirements for the regulatory capital adequacy and prudential standards by the banking group and its subgroups" |
Quarterly |
| 4CX "Data on persons associated with the bank" |
Monthly |
| 4DX "Data on the number of payment devices owned by the bank and payment devices, cash reception points owned by legal entities (commercial agents), concluded agency contracts with the bank, and the amount of cash received through payment devices and cash reception points" |
Quarterly |
| 4EX "Information from the payment infrastructure services operator on the amount of issued information messages" |
Monthly |
| 4FX "Data on credit and debit transfers" |
Monthly |
| 4GX "Data on interchange fee and acquiring fee" |
Quarterly |
| 4HX "Data on the issue of electronic money and payment transactions therewith" |
Quarterly |
| 4IX "Data on compliance with prudential standards and the calculation of capital ratios for non-bank financial payment service providers" |
Every ten days – as of the first, eleventh and twenty-first day |
| 4JX "Data on the calculation of credit risk ratios for non-bank financial payment service providers" |
Every ten days – as of the first, eleventh and twenty-first day |
| 4LX "Data on the calculation of the short-term liquidity ratio of non-bank financial payment service providers" |
Every ten days – as of the first, eleventh and twenty-first day |
| 4MX "Data on the number and growth of users who have an open payment account" |
Every ten days – as of the first, eleventh and twenty-first day |
| 4PX "Data on indebtedness, calculations and scheduled transactions for loans and other obligations under the agreement with non-resident" |
Monthly |
| 5GX "Information on the sale of investment coins" |
Monthly |
| 6CX "Information on business entities, with a share of the substantial shareholding exceeding 10 percent" |
Quarterly |
| 6DX "Data on compliance with prudential standards and limits of a net foreign exchange position" |
Monthly |
| 6EX "Data on actual outflow and inflow of funds" |
Monthly |
| 6FX "Data on a counterparty/person associated with the bank" |
Monthly |
| 6HX "Data on currencies and tranches for active operations with the counterparties/persons associated with the bank" |
Monthly |
| 6GX "Data on the contract for active operations with the counterparties/persons associated with the bank" |
Monthly |
| 6IX "Data on the active operations with the counterparties/persons associated with the bank" |
Monthly |
| 6KX "Data on calculation of the liquidity coverage ratio (LCR)" |
Daily |
| 6LX "Data on bank group exposure" |
Quarterly |
| 6MX "Data on significant intercompany transactions of the banking group" |
Quarterly |
| 6NX "Data on calculation of the net stable funding ratio (NSFR)" |
Every ten days – as of the first, eleventh and twenty-first day |
| 7CX "Data on the minimum amount of transaction risk" |
Annually |
| 7DX "Data on damages (losses) from transaction risk events" |
Annually |
| 7EX "Data on the five largest transaction risk events" |
Annually |
| 7FX "Data on changes in the interest rate transaction risk scenarios of the bank book" |
Quarterly |
| 7GX "Data on interest rate risk of the bank book" |
Quarterly |
| 7HX "Data on potentially problematic and non-performing assets" |
Quarterly |
| 7IX "Data on restructured assets" |
Quarterly |
| 7JX "Data on confiscated property" |
Quarterly |
| 7KX "Data on changes in the amount of non-performing assets" |
Quarterly |
| 7SX "Data on the minimum amount of market risk" |
Every ten days |
| 73X "Data on foreign currency cash flows and physical volumes of investment metals" |
Monthly |
| 79X "Data of the inclusion of subordinated debt in the calculation of the bank capital" |
Daily |
| 81X "Data on the adjusted turnover in relation to the overall fiscal balance based on the results of the reporting year and account balances" |
Annually |
| 88X "Data on the bank’s liquidation commission" |
Monthly |
| 8BX "Data on individual indicators" |
Daily |
| 95X "Data on bank affiliates" |
Quarterly |
| 97X "Data on transactions carried out with the use of electronic payment instruments" |
Monthly |
| 9AX "Data on the number of employees and components of the remuneration budget" |
Quarterly |
| 9BX "Data on losses incurred as a result of fraudulent transactions using payment cards and unauthorized transfer of funds from customer accounts, as well as in the remote service system and payment terminal network" |
Quarterly |
| A0X "Data on the number of issued (distributed) electronic payment instruments and payment devices used for transactions with their application" |
Monthly |
| A4X "Data on the corrective turnover based on the results of the reporting period, year and account balances" |
Intermediate period, a year |
| A7X "Data on the assets and liabilities structure as per the terms" |
Every ten days – as of the first, eleventh and twenty-first day |
| C5X "Additional data for calculation prudential standards" |
Daily |
| D0X "Data on the bank’s interaction on financial monitoring with a designated authority" |
Monthly |
| D2X "Data on the number of bank customers and numbers of accounts opened by customers" |
Annually |
| D4X "Data on the funds flow in foreign bank accounts opened in Ukrainian banks" |
Monthly |
| D5X "Data on loans (by classifications of types of loans and counterparties)" |
Monthly |
| D6X "Data on deposits (by classifications of types of deposits and counterparties)" |
Monthly |
| D9X "Data on the largest (direct and indirect) members of the bank counterparties" |
Monthly |
| E7X "Information on the liquidation commission on repayment of funds by the banks debtors" |
Monthly |
| E8X "Data on the concentration of risks in the bank’s passive operations" |
Monthly |
| E9X "Data on transfers carried out using transfer systems" |
Monthly |
| F0X "Data on the numbers of payment devices and cash acceptance points owned by a non-banking financial institution and the amount of cash received" |
Quarterly |
| F1X "Data on individual’s foreign currency transfers outside Ukraine, and inflow these transfers to Ukraine" |
Daily |
| F4X "Data on amounts and interest rates for loans granted and deposits raised (by counterparty and account classifications)" |
Monthly |
| F5X "Data on losses due to illegal actions/fraudulent transactions with electronic payment instruments" |
Annually |
| F8X "Data on the numbers of credit agreements and the debt amounts thereunder" |
Monthly |
| F9X "Data on trust activities" |
Monthly |
| I5X "Data on interest rates on outstanding amounts of loans (by classifications of types of loans and counterparties)" |
Monthly |
| I6X "Data on interest rates on outstanding amounts of deposits (by classifications of types of deposits and counterparties)" |
Monthly |
| N1X "Questionnaire on mortgage lending to resident householders" |
Monthly |
| N2X "Questionnaire on mortgage lending to resident householders by income brackets" |
Monthly |
| OS1 "Data on the final key participants and substantial shareholding owners in the non-banking financial service market" |
Annually and in case of changes in the ownership structure |
| OS2 "Data on registration documents of the individuals – the final key participants and individuals – substantial shareholding owners in the non-banking financial service market" |
Annually and in case of changes in the ownership structure |
| OS3 "Data on manager and executor of the information on the final key participants and substantial shareholding owners in the non-banking financial service market" |
Annually and in case of changes in the ownership structure |
